FrontLine Compliance Hedge Fund and Private Equity Fund Services

Hedge Fund and Private Equity Fund Registration and Compliance Packages
 

Meet all your regulatory requirements through our cost-effective registration and compliance services. FrontLine Compliance offers a comprehensive solution with long-term benefits under the new regulatory regime and reforms.
 

This registration and compliance service package was developed specifically for hedge funds, private equity funds and other pooled funds to bring private fund managers into compliance with current regulations and the new registration and compliance requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Financial Regulatory Reform Law). The program is designed to prevent, monitor for, and detect potential risk exposures in private funds and their advisers.
 

FrontLine Compliance’s program focuses on the new requirements and the high risk areas flagged as most problematic by regulators:

• Registration and Filings
• Valuation Risk
• Trading Risk
• Conflicts of Interest
• Custody
• Employee Trading

Satisfy the regulators now and keep your firm's risk level in check.
 

Show the regulators that your firm has the necessary policies and procedures in place to prevent, monitor for, and detect any potential risks, and you’ll breathe easier.
 

As compliance has now become the new "good housekeeping seal of approval" for investors, FrontLine Compliance will give your firm a critical edge over your competition. Use it as part of your due diligence package to prove to potential investors that your firm puts its investors interests first.
 

A totally customized solution designed to fit the needs of your specific hedge fund, private equity fund or other pooled fund.
 

There is no "one size fits all" procedure for private funds. That’s why FrontLine Compliance offers a unique, custom-crafted solution drawn from our considerable regulatory compliance and risk-management expertise.
 

Plus, the cost is substantially less than hiring a securities law firm or Big Four consulting firm. We’ll review your particular needs and create and implement a series of compliance solutions specific to your business goals while satisfying the new Financial Regulatory Reform requirements.
 

For other registration services click here.