FrontLine Compliance Government Services

FrontLine Compliance provides specialized training to state and local governments. The founder and President of FrontLine Compliance, Amy Lynch, provided training to several state agencies during the 1996 National Securities Markets Improvement Act ("NSMIA") era.
 

State Securities and Insurance Commissions have a great deal of responsibility for maintaining the integrity of the financial planning and insurance markets. FrontLine Compliance consultants work with and train state examiners in the areas of investment adviser and insurance company/agent compliance with state guidelines.
 

Our training programs are customized to fit your agency needs and may be offered in a classroom setting or through "hands on" fieldwork exercises.