FrontLine Compliance Anti-Money Laundering (AML) Compliance

How much confidence do you have in your current Anti-Money Laundering (AML) Compliance Program?
 

The Bank Secrecy Act and SEC/FINRA rules have placed additional regulatory burdens on firms over the past few years. The legislation has led to increased costs for many firms via staff increases, technology expenditures, and most importantly, opportunity costs.
 

FrontLine Compliance is prepared to assist firms in meeting their AML compliance obligations via:

• Qualified Independent testing of your AML Program
• AML Program training
• AML Compliance Program assessment, implementation, and review
• Drafting and reviewing AML policies and procedures
• Defining Customer Identification Provisions (“CIP”)
• Technology assistance

FrontLine Compliance is not affiliated with any SEC or FINRA registered entities. Prior to any engagement FrontLine Compliance performs a conflict of interest analysis in order to certify that we are fully qualified to conduct independent testing of your systems and provide certification of our independence.