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FrontLine Compliance News and Hot Issues
FRONTLINE COMPLIANCE IN THE NEWS
Amy Lynch comments in byline article on how new SEC Chair will impact the industry (FundFire, 2/20/13)
Amy Lynch quoted on potential impact of social media legislation on firm compliance (IGNITES, 2/11/13)
Amy Lynch quoted on FINRA's 2013 Regulatory and Examination Priorities Letter (The Wall Street Journal, 1/14/13)
Amy Lynch comments on SEC enforcement trends (InvestmentNews, 11/18/12)
FrontLine's white paper on annual compliance reviews profiled (BD Week, 10/22/12)
Comments by FrontLine Consultant featured in article on FINRA Board proposals (BD Week, 7/30/12)
Amy Lynch quoted in story on FINRA’s new suitability rule (REP, 6/19/12)
Amy Lynch quoted on FINRA’s access to broker-dealer affiliates (Reuters, 5/22/12)
Amy Lynch comments on compliance challenges as VA exchanges increase (InvestmentNews, 5/13/12)
Amy Lynch comments on supplemental material issued for best execution rule (BD Week, 3/12/12)
Amy Lynch provides comments on how firms should handle SEC exams (IGNITES, 3/5/12)
FrontLine Consultant featured in Q&A article on fair value pricing policies (IGNITES, 2/27/12)
FrontLine expands consulting staff by adding two compliance industry veterans (2/1/12 press release)
Amy Lynch quoted on social media policies for investment advisers (Reuters, 1/4/12)
News Archives
FRONTLINE COMPLIANCE IN ACTION!
Amy Lynch featured speaker at Linedata webinar on trade compliance, 4/30/13
FrontLine's staff offers key guidance on Annual Compliance Review at Ashland Partners' webinar, 4/9/13
Amy Lynch featured panel speaker at Linedata Exchange Conference, 10/22/12
FrontLine sponsors and exhibits at the NSCP National Meeting,
10/22-10/24/12
FrontLine sponsors international equestrian event, Dressage at Devon, 9/28-9/30/12
FrontLine exhibits at the FINRA Annual Conference, 5/21-5/23/12
FrontLine showcases expertise as exhibitor at the IAA Investment Adviser Compliance Conference, 3/8-3/9/12
Amy Lynch featured panel speaker at Linedata Exchange Conference, 10/18/11
Amy Lynch featured speaker at GIPS conference, 7/14-7/16/11
Amy Lynch featured speaker for Linedata webinar on key compliance topics, 5/17/11
Amy Lynch to present at hedge fund event, MFA Network 2011, Palm Beach, FL, 1/31/11
Amy Lynch selected as speaker for Wharton School/FINRA Institute CRCP 10th Anniversary Event in Philadelphia, 11/7/10
FrontLine hosts Half-Day Forum: "Compliance NOW – Myth vs. Reality"
in New York City, 10/21/10
2011 Conference Schedule
2010 Conference Schedule
2009 Conference Schedule
News Archives
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