Washington, DC Metro Office
107 Royal Street, SW
Leesburg, VA 20175
New York, NY Office
250 Park Avenue
New York, NY 10177
FrontLine Compliance Consultants
Our consultants are highly qualified professionals dedicated to developing customized and proactive solutions for our clients and the industry. Each of FrontLine's consultants has a minimum of 10 years compliance experience, including certified specialists that combine backgrounds in both the regulatory industry and private sector. They are former SEC examiners, FINRA investigators, and chief compliance officers, accomplished in Investment Adviser and Investment Company '40 Act rules, FINRA regulations and compliance technology applications.
Bios of our consultants are available upon request.