Speaker | Conference | Session | Date & Time | Location |
| Amy Lynch | Financial Advisor Magazine Webinar | "Selling Variable Annuities in the New Era of Regulation – the Current Landscape of VA Compliance" |
September 23
2:00-3:00 pm | Webinar |
| Amy Lynch | NAVA Government & Regulatory Affairs Conference | "The New Compliance Challenges (Roundtable)" |
June 8
10:00-11:00 am
and
11:00-12:00 noon | Renaissance Mayflower Hotel
Washington, DC
|
| Amy Lynch | ICI Mutual Fund Compliance Programs Conference | "Challenges Impacting the Effectiveness of the CCO - Part 1, Dealing with Limited Compliance Resources"
"CCO Lightning Round" | May 7
2:10-3:00 pm
and
May 8
10:15-11:30 am
| Marriott Wardman Park Hotel
Washington, DC
|
| Amy Lynch | IA Watch Webinar/Audio Conference | "Proven Compliance Strategies to Tackle Trade Errors"
| March 10
2:00-3:30 pm | Webinar |
| Amy Lynch | NAVA's 2009 Marketing Conference | "The Effect of the New Suitability Rules"
"Risk Management & Compliance for the Advisor"
| February 24
11:30-12:30 pm
and
2:45-3:45 pm | The Hilton New York
New York, NY
|
| Amy Lynch | FRA's Sub-Advised & Multi-Managed Funds Forum 2009 | "Using Sub-Advised Assets to Create Profit" | January 29
3:15-4:15 pm | The Harmonie Club
New York, NY
|
| Amy Lynch | The Knowledge Congress Rule 3110 Live Webinar | "Rule 3110: Opening Gates for Optimal Corporate Performance" | January 27
12 noon-2:00 pm | Webinar |
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