Amy Lynch sits down with the SEC

Recent Washington, DC Roundtable event sheds light on SEC agenda Last week, FrontLine’s Amy Lynch directed a series of questions to Mark Dowdell, the Assistant Regional Director of the Philadelphia Office of the SEC.  Here’s a sampling of what was revealed: The SEC is currently conducting risk analyses of firms and ranking registrants based on…

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Amy Lynch Speaks on SEC Scrutiny of Wrap Fee Programs at Annual Compliance Event

Founder and President Amy Lynch will be a featured speaker at IA Watch’s Annual Spring Conference, “IA Compliance: The Full 360° View,” April 5-7 in Washington, DC. Amy will offer her expertise as part of a two person panel discussing wrap fee program concerns identified by SEC and successful ways to monitor these programs. To attend…

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FrontLine Co-Hosts Webinar “Private Equity Meets Compliance: A Toolkit for Success”

We are co-hosting this webinar with ComplySci (CSI). As SEC registered PE firms continue to comprehend and digest compliance requirements, this 60 minute webinar will equip them with a robust toolkit that addresses the challenges of: Insider Trading Surveillance Fees and Expenses Investor/Deal Due Diligence Marketing/Solicitation Our panel of expert speakers will include FrontLine’s President,…

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FrontLine Showcases its Industry-Leading Consulting and Education

We will be exhibiting at IA Watch’s Annual Fall Conference, “Commitment to Compliance,” Sept. 26th in Boston. Highlights of our participation include: Exhibit Booth with details on our new, and soon to be released, exclusive White Papers Display and handouts on our full-range of services and support programs Information on our upcoming webinars and other…

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Amy Lynch to lead CCO Roundtable

FrontLine’s Founder & President Amy Lynch will be leading a discussion for a contingent of Chief Compliance Officers at a roundtable event to be held on July 13, 2016 in Richmond, VA. Amy will be providing key insights and training to the group on cybersecurity and  Business Continuity Plans (BCP).

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